| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2025-04-22 | 2025-07-18 |
| Rep | 期貨合約交易 | 2024-08-23 | 2025-07-18 | |
| Rep | 證券交易 | 2024-08-23 | 2025-07-18 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2016-10-27 | 2022-04-01 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-01-11 | 2022-04-01 |
| Rep | 證券交易 | 2014-05-05 | 2022-04-01 |