| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-12-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-11-01 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2018-06-08 | 2021-10-06 |
| Rep | 證券交易 | 2018-06-08 | 2021-10-06 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2014-05-07 | 2017-09-30 |