| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就證券提供意見 | 2022-03-09 | 2022-05-20 |
| Rep | 提供資產管理 | 2022-03-09 | 2022-05-20 | |
| Rep | 證券交易 | 2022-03-09 | 2022-05-20 | |
| VALUE PARTNERS LIMITED | Rep | 就證券提供意見 | 2022-03-09 | 2022-05-20 |
| Rep | 提供資產管理 | 2022-03-09 | 2022-05-20 | |
| Rep | 證券交易 | 2022-03-09 | 2022-05-20 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2020-04-17 | 2021-11-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2019-01-16 | 2020-03-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2019-01-16 | 2020-03-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2019-01-16 | 2020-03-13 |