| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2021-06-18 | 2022-02-15 |
| Topaz Financial Group Limited | Rep | 就證券提供意見 | 2020-12-18 | 2022-02-15 |
| Rep | 證券交易 | 2020-12-18 | 2022-02-15 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2020-04-03 | 2020-10-15 |
| Rep | 證券交易 | 2020-03-06 | 2020-10-15 | |
| PC SECURITIES LIMITED | Rep | 證券交易 | 2019-08-19 | 2019-10-30 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2015-08-19 | 2019-07-17 |
| Rep | 證券交易 | 2015-08-19 | 2019-07-17 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2014-05-12 | 2015-05-20 |