| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TIGER BROKERS (HK) GLOBAL LIMITED | Rep | 期貨合約交易 | 2025-02-12 | - |
| Rep | 就證券提供意見 | 2024-12-24 | - | |
| Rep | 證券交易 | 2024-12-24 | - | |
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2024-11-21 | 2024-12-06 |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2024-11-21 | 2024-12-06 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-07-18 | 2024-08-30 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-07-05 | 2024-08-30 |
| Rep | 證券交易 | 2022-07-05 | 2024-08-30 | |
| Quam Securities Limited | Rep | 期貨合約交易 | 2021-06-25 | 2022-06-02 |
| Rep | 證券交易 | 2021-06-01 | 2022-06-02 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | 就證券提供意見 | 2021-04-28 | 2021-05-14 |
| Rep | 證券交易 | 2020-08-19 | 2021-05-14 | |
| Lego Corporate Finance Limited | Rep | 就機構融資提供意見 | 2019-01-24 | 2020-07-22 |
已採集記錄中暫無金管局登記。