| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED (HK) | RO | 就證券提供意見 | 2023-03-21 | - |
| RO | 提供資產管理 | 2023-03-21 | - | |
| RO | 證券交易 | 2023-03-21 | - | |
| Rep | 就證券提供意見 | 2021-03-03 | 2023-03-21 | |
| Rep | 提供資產管理 | 2021-03-03 | 2023-03-21 | |
| Rep | 證券交易 | 2021-03-03 | 2023-03-21 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2020-07-22 | 2021-02-06 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2020-07-07 | 2021-02-06 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-07-07 | 2021-02-06 |
| Rep | 證券交易 | 2020-07-07 | 2021-02-06 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-06-12 | 2020-06-12 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-10-12 | 2020-06-12 |
| Rep | 證券交易 | 2016-10-12 | 2020-06-12 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-05-22 | 2014-10-13 |
| Rep | 證券交易 | 2014-05-22 | 2014-10-13 |
已採集記錄中暫無金管局登記。