| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CEB International Capital Corporation Limited | RO | 就證券提供意見 | 2024-10-28 | - |
| RO | 證券交易 | 2024-10-28 | - | |
| Rep | 就證券提供意見 | 2024-07-08 | 2024-10-28 | |
| Rep | 證券交易 | 2024-07-08 | 2024-10-28 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-03-22 | 2023-08-31 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-02-17 | 2021-08-31 |
| Rep | 證券交易 | 2020-02-17 | 2021-08-31 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2016-01-14 | 2019-11-01 |
| Rich Union Securities (H.K.) Limited | Rep | 提供資產管理 | 2014-05-22 | 2015-12-31 |
已採集記錄中暫無金管局登記。