| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2022-11-04 | - |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就證券提供意見 | 2022-11-04 | 2023-05-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2022-11-04 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-03-01 | 2022-10-13 |
| Rep | 證券交易 | 2019-02-01 | 2022-10-13 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2019-02-01 | 2022-10-13 |