| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2021-06-02 | - |
| Rep | 證券交易 | 2021-06-02 | - | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2020-09-21 | 2021-03-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-08-21 | 2020-09-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-08-14 | 2017-07-26 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-08-14 | 2017-07-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2014-05-26 | 2015-08-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-05-26 | 2015-08-06 |
已採集記錄中暫無金管局登記。