| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 提供資產管理 | 2023-04-11 | - |
| Rep | 就證券提供意見 | 2021-06-07 | - | |
| Rep | 證券交易 | 2021-06-07 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-04-08 | 2021-05-20 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-07-29 | 2021-05-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-06-18 | 2021-05-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-05-26 | 2021-05-20 |