| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2023-12-20 | - |
| Rep | 就證券提供意見 | 2023-12-20 | - | |
| Rep | 提供資產管理 | 2023-12-20 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2017-06-23 | 2017-06-28 |
| Rep | 證券交易 | 2017-06-23 | 2017-06-28 | |
| Rep | 就證券提供意見 | 2016-09-22 | 2016-09-28 | |
| Rep | 證券交易 | 2016-09-22 | 2016-09-28 | |
| Rep | 就證券提供意見 | 2016-06-22 | 2016-06-24 | |
| Rep | 證券交易 | 2016-06-22 | 2016-06-24 | |
| Rep | 就證券提供意見 | 2015-07-27 | 2015-07-28 | |
| Rep | 證券交易 | 2015-07-27 | 2015-07-28 | |
| Rep | 就證券提供意見 | 2014-05-29 | 2014-05-30 | |
| Rep | 證券交易 | 2014-05-29 | 2014-05-30 |
已採集記錄中暫無金管局登記。