| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Theia Securities Limited | RO | 就證券提供意見 | 2025-09-02 | - |
| RO | 證券交易 | 2025-03-04 | - | |
| Rep | 提供資產管理 | 2024-02-08 | - | |
| Rep | 證券交易 | 2024-02-08 | 2025-03-04 | |
| Rep | 就證券提供意見 | 2024-02-08 | 2025-09-02 | |
| Quam Securities Limited | Rep | 證券交易 | 2019-05-21 | 2023-12-12 |
| Eddid Securities and Futures Limited | Rep | 證券交易 | 2018-12-18 | 2019-01-15 |
| Lion Global Financial Limited | Rep | 證券交易 | 2018-07-18 | 2018-11-16 |
| Marketsense Securities Limited | Rep | 證券交易 | 2017-10-31 | 2018-05-08 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2017-09-21 | 2017-10-09 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2017-09-21 | 2017-10-09 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 證券交易 | 2017-08-11 | 2017-08-11 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-05-30 | 2017-07-05 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-05-30 | 2017-07-05 |
已採集記錄中暫無金管局登記。