| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2022-07-20 | - |
| Rep | 期貨合約交易 | 2022-07-20 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-01-09 | 2022-04-20 |
| Rep | 證券交易 | 2019-01-09 | 2022-04-20 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-01-09 | 2022-04-20 |
| Rep | 證券交易 | 2019-01-09 | 2022-04-20 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2016-12-13 | 2018-09-04 |
| Rep | 期貨合約交易 | 2016-12-13 | 2018-09-04 | |
| Rep | 證券交易 | 2016-12-13 | 2018-09-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-06-04 | 2016-11-10 |
| Rep | 證券交易 | 2014-06-04 | 2016-11-10 |