| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2018-03-05 | - |
| Rep | 證券交易 | 2017-06-19 | - | |
| Rep | 就期貨合約提供意見 | 2017-03-08 | - | |
| Rep | 期貨合約交易 | 2017-03-08 | - | |
| WINX INTERNATIONAL FUTURES CO., LIMITED | Rep | 期貨合約交易 | 2016-06-20 | 2017-01-20 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2014-06-05 | 2016-06-02 |
| Rifa Securities Limited | Rep | 證券交易 | 2014-06-05 | 2016-06-02 |