| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 期貨合約交易 | 2026-03-10 | - |
| RO | 證券交易 | 2026-03-10 | - | |
| Rep | 期貨合約交易 | 2017-10-09 | 2026-03-10 | |
| Rep | 證券交易 | 2017-10-09 | 2026-03-10 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2017-06-26 | 2017-08-18 |
| Rep | 證券交易 | 2017-06-26 | 2017-08-18 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-06-06 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-06-06 | 2017-06-25 |