| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2025-11-04 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2025-11-04 | - |
| Well Link Securities Limited | Rep | 期貨合約交易 | 2024-05-24 | 2025-10-17 |
| Rep | 證券交易 | 2024-05-24 | 2025-10-17 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2022-04-26 | 2024-05-16 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2022-04-26 | 2024-05-16 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2021-12-22 | 2022-01-16 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-12-22 | 2022-01-16 |
| Glory Sun Securities Limited | Rep | 期貨合約交易 | 2020-10-28 | 2021-12-07 |
| Rep | 證券交易 | 2019-02-15 | 2021-12-07 |
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