| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wells Global Asset Management Limited | Rep | 就證券提供意見 | 2024-04-29 | 2025-08-15 |
| Rep | 提供資產管理 | 2024-04-29 | 2025-08-15 | |
| Rep | 證券交易 | 2024-04-29 | 2025-08-15 | |
| Eddid Securities and Futures Limited | Rep | 提供資產管理 | 2022-05-13 | 2024-04-07 |
| Rep | 期貨合約交易 | 2022-05-13 | 2024-04-07 | |
| Rep | 證券交易 | 2022-05-13 | 2024-04-07 | |
| Lego Securities Limited | Rep | 證券交易 | 2020-08-24 | 2021-03-01 |
| Tiger Securities Asset Management Company Limited | Rep | 提供資產管理 | 2018-06-08 | 2018-09-17 |
| Rep | 就證券提供意見 | 2017-07-04 | 2018-09-17 | |
| Rep | 證券交易 | 2017-07-04 | 2018-09-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-06-09 | 2017-07-01 |