| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2026-10-13 | - |
| Rep | 就證券提供意見 | 2026-10-13 | - | |
| Rep | 提供資產管理 | 2026-10-13 | - | |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2026-10-13 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2026-10-13 | - |
| Huatai (Hong Kong) Futures Limited | RO | 證券交易 | 2023-01-09 | 2026-08-07 |
| RO | 就期貨合約提供意見 | 2022-07-21 | 2026-08-07 | |
| RO | 期貨合約交易 | 2022-07-21 | 2026-08-07 | |
| Rep | 就期貨合約提供意見 | 2022-06-20 | 2022-07-21 | |
| Rep | 期貨合約交易 | 2022-06-20 | 2022-07-21 | |
| XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2019-02-18 | 2022-04-29 |
| Rep | 提供資產管理 | 2019-02-18 | 2022-04-29 | |
| XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-11-20 | 2022-04-29 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2015-12-08 | 2022-04-29 |
| RO | 期貨合約交易 | 2015-12-08 | 2022-04-29 | |
| Rep | 就期貨合約提供意見 | 2014-08-15 | 2015-12-08 | |
| Rep | 期貨合約交易 | 2014-06-11 | 2015-12-08 |
已採集記錄中暫無金管局登記。