| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Motto Global Asset Management Limited | RO | 就證券提供意見 | 2026-05-29 | - |
| RO | 提供資產管理 | 2026-05-29 | - | |
| Hong Kong Sanfeng Fund Management Limited | RO | 就證券提供意見 | 2025-12-18 | 2026-02-28 |
| RO | 提供資產管理 | 2025-12-18 | 2026-02-28 | |
| Innov Harbor Asset Management Limited | RO | 就證券提供意見 | 2025-03-18 | 2025-09-30 |
| RO | 提供資產管理 | 2025-03-18 | 2025-09-30 | |
| Rep | 就證券提供意見 | 2025-03-07 | 2025-03-18 | |
| Rep | 提供資產管理 | 2025-03-07 | 2025-03-18 | |
| Holly International Asset Management Company Limited | RO | 就證券提供意見 | 2024-07-02 | 2025-01-31 |
| RO | 提供資產管理 | 2024-02-22 | 2025-01-31 | |
| Rep | 提供資產管理 | 2024-02-08 | 2024-02-22 | |
| Meta Elephant Capital Limited | Rep | 就證券提供意見 | 2022-09-27 | 2023-12-06 |
| Rep | 提供資產管理 | 2022-09-27 | 2023-12-06 | |
| VALUABLE CAPITAL LIMITED | Rep | 就期貨合約提供意見 | 2021-06-01 | 2021-12-20 |
| Rep | 期貨合約交易 | 2021-06-01 | 2021-12-20 | |
| Rep | 就證券提供意見 | 2021-04-15 | 2021-12-20 | |
| Rep | 提供資產管理 | 2021-04-15 | 2021-12-20 | |
| Rep | 證券交易 | 2021-04-15 | 2021-12-20 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-12-14 | 2021-03-21 |
| Hang Tai Asset Management Limited | Rep | 就證券提供意見 | 2020-04-24 | 2021-03-21 |
| Rep | 提供資產管理 | 2020-04-24 | 2021-03-21 | |
| Hao Tian Asset Management Limited | Rep | 就證券提供意見 | 2019-06-03 | 2020-01-23 |
| Rep | 提供資產管理 | 2019-06-03 | 2020-01-23 | |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2019-06-03 | 2020-01-23 |
| GOLDLARK (HONG KONG) ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2018-03-19 | 2018-07-17 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-09-21 | 2018-02-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2016-09-21 | 2018-02-27 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2014-06-12 | 2018-02-27 |
已採集記錄中暫無金管局登記。