| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2022-01-21 | 2026-03-04 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2022-01-18 | 2026-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2022-01-18 | 2026-03-04 |
| Rep | 證券交易 | 2022-01-18 | 2026-03-04 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2021-02-02 | 2021-11-05 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2021-02-02 | 2021-11-05 |
| Rep | 證券交易 | 2021-02-02 | 2021-11-05 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2019-02-25 | 2021-11-05 |