| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-05-08 | 2020-05-08 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-03-18 | 2020-05-08 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-03-18 | 2020-05-08 |
| RO | 證券交易 | 2019-10-15 | 2020-05-08 | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2019-03-01 | 2020-05-08 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-09-13 | 2019-03-01 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-06-24 | 2018-08-01 |
| Rep | 證券交易 | 2014-06-24 | 2018-08-01 |