| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-05-15 | - |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2025-03-18 | - |
| Rep | 證券交易 | 2025-03-18 | - | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-12-29 | 2025-01-17 |
| Rep | 證券交易 | 2023-12-29 | 2025-01-17 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2021-12-17 | 2022-03-15 |
| Rep | 就證券提供意見 | 2021-12-17 | 2023-10-31 | |
| Rep | 期貨合約交易 | 2021-12-17 | 2023-10-31 | |
| Rep | 證券交易 | 2021-12-17 | 2023-10-31 | |
| OnePlatform Asset Management Limited | Rep | 提供資產管理 | 2014-09-29 | 2017-03-25 |
| Rep | 證券交易 | 2014-06-23 | 2017-03-25 |
已採集記錄中暫無金管局登記。