| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 證券交易 | 2022-12-07 | - |
| CITIC Futures International Company Limited | Rep | 期貨合約交易 | 2022-12-07 | - |
| BOCOM International Securities Limited | Rep | 就期貨合約提供意見 | 2021-01-12 | 2022-11-25 |
| Rep | 證券交易 | 2021-01-12 | 2022-11-25 | |
| Rep | 期貨合約交易 | 2020-12-18 | 2022-11-25 | |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2019-03-05 | 2020-12-01 |