| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2021-06-16 | 2021-08-11 |
| Quam Securities Limited | Rep | 提供資產管理 | 2019-04-23 | 2019-05-24 |
| Rep | 證券交易 | 2019-04-23 | 2019-05-24 | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2018-11-27 | 2019-03-25 |
| Rep | 提供資產管理 | 2018-11-27 | 2019-03-25 | |
| Rep | 證券交易 | 2018-11-27 | 2019-03-25 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-06-26 | 2015-08-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2014-06-26 | 2015-08-19 |