| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2025-03-07 | - |
| Rep | 期貨合約交易 | 2025-03-07 | - | |
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | Rep | 提供資產管理 | 2022-04-25 | 2023-10-20 |
| Springhill Fund Asset Management (HK) Company Limited | Rep | 提供資產管理 | 2021-03-25 | 2022-03-02 |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | Rep | 期貨合約交易 | 2020-04-08 | 2021-02-25 |
| Rep | 提供資產管理 | 2015-07-13 | 2021-02-25 | |
| Rep | 證券交易 | 2015-07-13 | 2021-02-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-06-30 | 2015-06-15 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-06-30 | 2015-06-15 |
| Rep | 證券交易 | 2014-06-30 | 2015-06-15 |
已採集記錄中暫無金管局登記。