| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-11-18 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-11-18 | - |
| Rep | 證券交易 | 2019-11-08 | - | |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | 證券交易 | 2019-05-02 | 2019-10-24 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-08-08 | 2019-04-08 |
| Oppenheimer Investments Asia Limited | Rep | 證券交易 | 2014-06-30 | 2017-06-09 |
已採集記錄中暫無金管局登記。