| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 提供資產管理 | 2024-07-19 | 2024-09-09 |
| Rep | 提供資產管理 | 2020-09-09 | 2023-09-18 | |
| Rep | 證券交易 | 2017-05-08 | 2018-05-09 | |
| Rep | 提供資產管理 | 2017-05-08 | 2019-12-31 | |
| DAIXY Capital Management Limited | Rep | 就證券提供意見 | 2016-07-11 | 2017-04-29 |
| Rep | 提供資產管理 | 2016-07-11 | 2017-04-29 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-07-14 | 2016-06-28 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2014-07-14 | 2016-06-28 |
| Rep | 證券交易 | 2014-07-14 | 2016-06-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-07-14 | 2016-06-28 |