| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | RO | 證券交易 | 2026-08-13 | - |
| Rep | 就證券提供意見 | 2024-07-22 | - | |
| Rep | 證券交易 | 2024-03-20 | 2026-08-13 | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-08-12 | 2023-12-28 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2022-06-01 | 2023-12-28 |
| Donghai International Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-05-21 | 2022-04-30 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2019-05-30 | 2020-03-31 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-03-25 | 2020-03-31 |