| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | 就證券提供意見 | 2022-12-20 | - |
| Rep | 提供資產管理 | 2022-12-20 | - | |
| Rep | 證券交易 | 2022-12-20 | - | |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-09-15 | - |
| Rep | 提供資產管理 | 2022-09-15 | - | |
| Rep | 證券交易 | 2022-09-15 | 2024-05-17 | |
| ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-03-28 | 2019-08-31 |
| Rep | 提供資產管理 | 2019-03-28 | 2019-08-31 | |
| Rep | 證券交易 | 2019-03-28 | 2019-08-31 |