| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就證券提供意見 | 2017-07-24 | - |
| Rep | 提供資產管理 | 2017-07-24 | - | |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2015-02-04 | 2017-06-04 |
| Rep | 證券交易 | 2015-02-04 | 2017-06-04 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2015-02-04 | 2017-06-04 |
| Rep | 期貨合約交易 | 2014-09-10 | 2015-02-04 | |
| Rep | 證券交易 | 2014-09-10 | 2017-06-04 | |
| BOCOM International Asset Management Limited | Rep | 提供資產管理 | 2014-07-18 | 2015-01-29 |