| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PURPLE LEGEND (HK) LIMITED | RO | 就證券提供意見 | 2024-06-28 | - |
| RO | 提供資產管理 | 2024-06-28 | - | |
| RO | 證券交易 | 2024-06-28 | - | |
| Pearl International Securities Limited | RO | 就證券提供意見 | 2023-07-21 | 2024-06-14 |
| RO | 提供資產管理 | 2023-07-21 | 2024-06-14 | |
| RO | 證券交易 | 2023-07-21 | 2024-06-14 | |
| Rep | 就證券提供意見 | 2023-07-14 | 2023-07-21 | |
| Rep | 提供資產管理 | 2023-07-14 | 2023-07-21 | |
| Rep | 證券交易 | 2023-07-14 | 2023-07-21 | |
| Apollo Asset Management Limited (HK) | RO | 就證券提供意見 | 2022-09-28 | 2023-03-10 |
| RO | 提供資產管理 | 2022-09-28 | 2023-03-10 | |
| Rep | 就證券提供意見 | 2022-08-08 | 2022-09-28 | |
| Rep | 提供資產管理 | 2022-08-08 | 2022-09-28 | |
| QMIS Securities Limited | Rep | 證券交易 | 2021-11-10 | 2022-05-03 |
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2020-01-16 | 2022-05-03 |
| RO | 提供資產管理 | 2020-01-16 | 2022-05-03 | |
| Rep | 就證券提供意見 | 2019-11-25 | 2020-01-16 | |
| Rep | 提供資產管理 | 2019-11-25 | 2020-01-16 | |
| DATANG FINANCIAL HOLDING CO., LIMITED | RO | 就證券提供意見 | 2019-03-04 | 2019-11-04 |
| RO | 提供資產管理 | 2019-03-04 | 2019-11-04 | |
| CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-09-12 | 2019-02-14 |
| Rep | 提供資產管理 | 2018-09-12 | 2019-02-14 | |
| CENTRAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2017-06-09 | 2018-08-13 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 證券交易 | 2017-06-09 | 2018-08-13 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-11-04 | 2017-06-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-11-04 | 2017-06-01 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-07-24 | 2016-10-12 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2014-07-24 | 2016-10-12 |
已採集記錄中暫無金管局登記。