| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 證券交易 | 2026-06-17 | - |
| CITIC Futures International Company Limited | Rep | 期貨合約交易 | 2026-06-17 | - |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-11-05 | 2023-04-25 |
| Rep | 就證券提供意見 | 2021-11-05 | 2023-04-25 | |
| Rep | 證券交易 | 2021-11-05 | 2023-04-25 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2019-11-04 | 2021-10-15 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-11-04 | 2021-10-15 |
| BOCI ASIA LIMITED | Rep | 證券交易 | 2019-10-22 | 2021-10-15 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2019-10-22 | 2021-10-15 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2019-04-02 | 2019-09-28 |
已採集記錄中暫無金管局登記。