| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-12-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-10-24 | 2018-12-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-09-23 | 2017-10-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-07-25 | 2016-02-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-07-25 | 2016-09-22 |