| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2023-04-17 | - |
| Rep | 就證券提供意見 | 2023-04-17 | - | |
| Rep | 證券交易 | 2023-04-17 | - | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-06-15 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2014-07-28 | 2021-05-17 |
| Rep | 就證券提供意見 | 2014-07-28 | 2021-05-17 | |
| Rep | 證券交易 | 2014-07-28 | 2022-02-25 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2014-07-28 | 2021-05-17 |
| Rep | 就證券提供意見 | 2014-07-28 | 2021-05-17 | |
| Rep | 證券交易 | 2014-07-28 | 2023-03-31 |