| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| North Beta International Securities Limited | RO | 就證券提供意見 | 2025-07-23 | - |
| RO | 證券交易 | 2025-07-23 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2017-06-21 | 2024-08-30 |
| Rep | 就證券提供意見 | 2017-06-21 | 2024-08-30 | |
| Rep | 證券交易 | 2017-06-21 | 2024-08-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2014-07-28 | 2017-05-18 |
| Rep | 就證券提供意見 | 2014-07-28 | 2017-05-18 | |
| Rep | 證券交易 | 2014-07-28 | 2017-05-18 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2014-07-28 | 2017-05-18 |
| Rep | 就證券提供意見 | 2014-07-28 | 2017-05-18 | |
| Rep | 證券交易 | 2014-07-28 | 2017-05-18 |