| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TIGER BROKERS (HK) GLOBAL LIMITED | RO | 就證券提供意見 | 2025-09-25 | - |
| RO | 證券交易 | 2025-09-25 | - | |
| YAX (Hong Kong) Limited | RO | 提供自動化交易服務 | 2025-01-27 | - |
| RO | 證券交易 | 2025-01-27 | - | |
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2015-10-12 | 2018-03-17 |
| Rep | 期貨合約交易 | 2015-09-01 | 2018-03-17 | |
| Rep | 證券交易 | 2015-09-01 | 2018-03-17 | |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2014-12-17 | 2015-08-23 |
| HGNH International Forex Co., Limited | Rep | 槓桿式外匯交易 | 2014-09-26 | 2015-08-23 |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2014-07-30 | 2015-08-23 |
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