| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Stellar Securities Limited | RO | 證券交易 | 2020-10-30 | - |
| Rep | 證券交易 | 2020-09-01 | 2020-10-30 | |
| Yunfeng Securities Limited | RO | 就證券提供意見 | 2019-01-29 | 2020-06-07 |
| RO | 證券交易 | 2019-01-29 | 2020-06-07 | |
| Yunfeng Asset Management Limited | Rep | 提供資產管理 | 2016-04-26 | 2020-06-07 |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2016-04-26 | 2020-06-07 |
| Rep | 提供資產管理 | 2016-04-26 | 2020-06-07 | |
| Rep | 證券交易 | 2016-04-26 | 2020-06-07 | |
| Yunfeng Securities Limited | Rep | 證券交易 | 2016-04-26 | 2019-01-29 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 證券交易 | 2015-03-10 | 2015-12-22 |
| Rep | 就期貨合約提供意見 | 2014-07-30 | 2015-12-22 | |
| Rep | 就證券提供意見 | 2014-07-30 | 2015-12-22 |
已採集記錄中暫無金管局登記。