| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2018-06-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2015-07-20 | 2018-06-06 |
| Rep | 證券交易 | 2015-07-20 | 2018-06-06 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-07-20 | 2016-10-10 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-07-31 | 2015-07-02 |
| Rep | 證券交易 | 2014-07-31 | 2015-07-02 |