| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-12-14 | 2016-06-28 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2014-08-26 | 2015-06-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-08-01 | 2014-08-26 |
| Rep | 就證券提供意見 | 2014-08-01 | 2015-06-19 | |
| Rep | 證券交易 | 2014-08-01 | 2015-06-19 |