| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2023-02-08 | - |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2023-02-08 | - |
| RO | 證券交易 | 2023-02-08 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-05-10 | 2023-02-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-05-10 | 2023-02-08 |
| Rep | 證券交易 | 2022-05-10 | 2023-02-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-08-05 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2014-08-05 | 2018-11-01 |
| Rep | 期貨合約交易 | 2014-08-05 | 2021-08-19 | |
| Rep | 證券交易 | 2014-08-05 | 2021-08-19 |