| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-30 | - |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2018-10-20 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期貨合約交易 | 2016-04-05 | 2017-03-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2015-10-12 | 2018-10-20 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2014-08-11 | 2015-04-29 |