| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2021-02-26 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2021-02-26 | - |
| BRIGHT SMART FOREX LIMITED | Rep | 槓桿式外匯交易 | 2018-05-02 | 2020-10-15 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-10-14 | 2020-10-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2014-08-14 | 2020-10-15 |
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