Chen, Shujin (SFC:BDZ961) 陳樹錦
證監會中央編號:BDZ961
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2024-01-10 | - |
| RO | 證券交易 | 2024-01-10 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期貨合約交易 | 2024-01-10 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2017-12-04 | 2024-01-10 |
| Rep | 證券交易 | 2017-08-21 | 2024-01-10 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2017-08-21 | 2024-01-10 |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2014-11-20 | 2017-08-01 |
| Rep | 期貨合約交易 | 2014-11-20 | 2017-08-01 | |
| Rep | 就證券提供意見 | 2014-08-14 | 2017-08-01 | |
| Rep | 證券交易 | 2014-08-14 | 2017-08-01 |
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