| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2026-05-04 | - |
| Rep | 提供資產管理 | 2026-05-04 | - | |
| Rep | 證券交易 | 2026-05-04 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-11-13 | 2026-04-02 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2024-11-13 | 2026-04-02 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2019-04-23 | 2023-08-30 |
| Rep | 證券交易 | 2019-04-23 | 2023-08-30 |
已採集記錄中暫無金管局登記。