| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2026-05-12 | - |
| Rep | 證券交易 | 2026-05-12 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2023-10-12 | 2025-09-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2022-07-15 | 2023-10-02 |
| Rep | 就證券提供意見 | 2022-07-15 | 2023-10-02 | |
| Rep | 證券交易 | 2022-07-15 | 2023-10-02 | |
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2019-04-24 | 2022-04-14 |
| Rep | 證券交易 | 2019-04-24 | 2022-04-14 |