| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2018-04-24 | - |
| Rep | 證券交易 | 2018-04-24 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2018-04-24 | - |
| Rep | 證券交易 | 2018-04-24 | - | |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2016-10-13 | 2018-02-26 |
| Rep | 期貨合約交易 | 2016-10-13 | 2018-02-26 | |
| Rep | 證券交易 | 2016-10-13 | 2018-02-26 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-08-18 | 2016-06-24 |
| Rep | 證券交易 | 2014-08-18 | 2016-06-24 |