| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-02-03 | 2026-01-23 |
| Rep | 證券交易 | 2023-02-03 | 2026-01-23 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2020-07-06 | 2021-08-20 |
| Rep | 證券交易 | 2020-07-06 | 2021-08-20 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-04-26 | 2019-08-12 |
| Rep | 證券交易 | 2019-04-26 | 2019-08-12 |