| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2023-12-11 | 2024-08-12 |
| Rep | 期貨合約交易 | 2023-10-12 | 2024-08-12 | |
| Rep | 證券交易 | 2023-10-12 | 2024-08-12 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2023-08-24 | 2023-09-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2023-08-24 | 2023-09-04 |
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2019-04-26 | 2021-06-30 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-04-26 | 2021-06-30 |