| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2024-06-07 | 2026-03-20 |
| Rep | 證券交易 | 2024-06-07 | 2026-03-20 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2024-06-07 | 2026-03-20 |
| Regal Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2021-10-07 | 2024-03-13 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-04-29 | 2021-09-24 |
| Rep | 證券交易 | 2019-04-29 | 2021-09-24 |