| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2025-11-10 | - |
| Rep | 就證券提供意見 | 2025-11-10 | - | |
| Rep | 期貨合約交易 | 2025-11-10 | - | |
| Rep | 證券交易 | 2025-11-10 | - | |
| Huaan Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2021-12-24 | 2024-03-27 |
| Huaan Securities (Hong Kong) Futures Limited | Rep | 就期貨合約提供意見 | 2021-12-24 | 2024-03-27 |
| Huaan Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2021-12-17 | 2024-03-27 |
| Huaan Securities (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2021-12-17 | 2024-03-27 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-08-26 | 2021-09-12 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2019-07-22 | 2021-09-12 |
| Fosun International Securities Limited | Rep | 證券交易 | 2017-10-11 | 2019-07-07 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-08-22 | 2017-09-15 |
已採集記錄中暫無金管局登記。